AML Compass Suite

Our proprietary AML Compass Suite is a fully automated compliance solution for banks and MSBs including specialty operators like hedge funds, broker dealers and international MSBs banking in the United States that have regulatory reporting requirement obligations.

Through programmed and user customizable processes and controls, AML Compass allows compliance professionals to easily monitor transactions, conduct real-time pattern analysis, generate reports, as well as file and record all activities generated by their compliance departments, including SARs, CTRs, Subpoena Responses, Statistical Analysis and Alerts Management among others. It also facilitates compliance with OFAC and other global restrictive lists with the click of a button.

AML Compass Suite At A Glance

In a recent deployment, a US based hedge fund used AML Compass to analyze over US$3 billion worth of transactions spanning four (4) years, 150 professional counterparties, and thousands of multi–party transactions. This analysis and report were further used by the client to successfully respond to SEC inquiries.

Locally Operated Implementation

Remotely Operated Implementation

Optima’s AML Compass Suite automates money laundering and Bank Secrecy Act (BSA) compliance by domestic and foreign financial entities, and can help monitor financial transactions and treasury operations in industries subject to elevated AML risks.

Optima’s AML Compass Suite, in combination with our auditing, training, and independent reviews, is an integral part of our analytical tool set for all audit forensic work, allowing us to deliver a unique, 360° compliance and AML risk management support service to our clients.